BrokeAndBroker.com Jobs
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Featured Job Postings from the Web
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| May 01 | Enterprise Architect | Finra | New York, NY |
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FINRA is seeking a well qualified individual for our Enterprise Architect opening in New York, NY or Rockville, MD. Job Summary: The Enterprise Architect (EA) is part of a team of... more |
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| Apr 18 | Corporate FINRA and Securities Litigation attorney (partner) | Law Firm | New York, NY |
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If you are a corporate securities litigator (commercial/contract FINRA etc..) this opportunity is for you Candidate must be able to interact with clients and demonstrate trust and... more |
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| Apr 18 | Undergraduate/Graduate Intern - Sales Practice, Member Regulation | Finra | New York, NY |
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2012 Summer Internship Program We are seeking a well-qualified individual for a Undergraduate/Graduate Intern in our Sales Practice, Member Regulation Department in New York, NY. more |
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| Mar 29 | Senior Risk Specialist, Office of Risk Management | Finra | Washington, Dc |
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FINRA is seeking a well-qualified individual for our Senior Risk Specialist opening in Washington, DC. Job Summary: Assist in the design, development, enhancement, and... more |
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More Job Postings from the Web
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| May 17 | Customer (Investment) Service Rep I or II - Wealth Mgmt - Sourcing Req - Broker Service Center - FINRA Series 7 Required - Chicago | JPMorgan Chase | Illinois |
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Customer (Investment) Service Rep I or II - Wealth Mgmt - Sourcing Req - Broker Service Center - FINRA Series 7 Required - Chicago, IL-120015061 Job Description Chase Investment... more |
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| May 15 | FINRA Arbitraiton Attorney needed for long-term project | Robert Half Legal | St Louis, MO |
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FINRA Arbitraiton Attorney needed for long-term project Our client, a large financial services company, is looking for an attorney to assist them on a long-term contract basis in... more |
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| May 12 | Life Insurance Distribution - FINRA / SEC Attorney | Vintage Legal | New York |
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Employer: Vintage Legal LLC Type: - Senior Attorney NYC Area. Our client is a global financial institution seeking an experienced attorney to provide legal support for numerous... more |
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| May 08 | Sr. Broker Dealer Customer Service Rep. (FINRA Series 6 Required) | MetLife | Somerset, NJ |
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MetLife, a leading provider of insurance and other financial services to individual and institutional customers, is seeking a Sr. Broker Dealer Customer Service Representative in... more |
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| May 07 | FINRA Extern - Office of the Ombudsman | Finra | Rockville, MD |
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We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Summer Extern opening in Rockville, MD . To be considered for this... more |
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| May 05 | Sr Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required) | MetLife | Somerset, NJ |
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Job Summary: Senior level job which provides assistance to sales representatives, other sales personnel and external clients by answering toll free 800 phones lines, servicing a... more |
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| May 05 | Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required) | MetLife | Somerset, NJ |
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Job Title: Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required) Job ID: 69506 Location: New Jersey Full/Part Time: Full-Time Regular/Temporary: Regular... more |
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| Apr 27 | Compliance Assistant - FINRA's Central Registration Depository | Lakeshore | Dallas, TX |
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Our client,located in Downtown Dallas, TX is one of the country's largest diversified investment banks, delivering expertise and insight to clients across varied industry... more |
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| Apr 27 | NYC: FINRA Arbitrations Partner Needed | New York, NY | |
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Our client is a growing national full-service law firm looking to add partners with FINRA Arbitration experience for their NYC office. Groups are encouraged to apply. Books of... more |
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| Apr 25 | FINRA Extern - Membership Application Programs | Financial Industry Regulatory Authority | New York, NY |
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Title: FINRA Extern - Membership Application Programs - New York, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking a well... more |
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| Apr 25 | FINRA Extern - Membership Application Programs | Finra | New York, NY |
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We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Extern position within the Membership Application Program, Sales Practice... more |
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| Apr 20 | FINRA Legal Extern (Unpaid) | Financial Industry Regulatory Authority | Dallas, TX |
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Title: FINRA Legal Extern (Unpaid) - Dallas, TX Location: null Other Locations: null We Work to Protect Investors. Join our Team. We are seeking a well-qualified individual for... more |
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| Apr 20 | FINRA Legal Extern (Unpaid) | Finra | Dallas, TX |
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We Work to Protect Investors. Join our Team. We are seeking a well-qualified individual for a Graduate Legal Externship in our Enforcement Department in Dallas, TX. This position... more |
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| Apr 12 | FINRA Legal Graduate Extern - Enforcement | Financial Industry Regulatory Authority | Denver, CO |
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Title: FINRA Legal Graduate Extern - Enforcement - Denver, CO Location: null Other Locations: null The Financial Industry Regulatory Authority (FINRA) is currently seeking law... more |
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| Apr 11 | FINRA Legal Graduate Extern - Enforcement | Finra | Denver, CO |
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The Financial Industry Regulatory Authority (FINRA) is currently seeking law students for the Fall Externship Program in Denver, CO. The Department of Enforcement and the... more |
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| Apr 04 | FINRA Extern (Unpaid) | Financial Industry Regulatory Authority | Boston, MA |
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Title: FINRA Extern (Unpaid) - Boston, Massachusetts Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual... more |
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| Apr 04 | FINRA Extern (Unpaid) | Finra | Boston, MA |
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We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Legal Extern opening in Boston, Massachusetts. To be considered for this... more |
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| Apr 03 | Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - Sourcing Req - San Antonio | JPMorgan Chase | Texas |
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Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - Sourcing Req - San Antonio, TX-120015059 Job Description Customer Service Representative I The... more |
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| Mar 16 | Financial Industry Regulatory Authority (FINRA) | Binghamton University | New York |
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The Financial Industry Regulatory Authority (FINRA) is the largest independent regulator for all securities firms doing business in the United States. FINRA's mission is to... more |
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| Jan 11 | FINRA / Blue Sky Specialist | Special Counsel | New York, NY |
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Top tier NY firm seeks a FINRA / Blue Sky Specialist. Candidates must have a minimum of 4-6 years of applicable experience, gained in a comparable top tier law firm setting, and... more |
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| Oct 25 | Business Analyst - FINRA Trace Feb 2011 Rule Changes Project | Intersearch | New York, NY |
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Two dedicated resources are needed to support our client's TRACE Project Manager in delivering the analysis, requirements gathering, requirements documentation, process design,... more |
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