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May 21 Compliance Coordinator (FINRA 7 and 24 required) MetLife Fort Lauderdale, FL

MetLife, a leading provider of insurance and other financial services to individual and institutional customers, is seeking a Compliance Coordinator (FINRA 7 and 24 required) in... more

May 21 Chase Private Client Banker - Mercer Island, WA - (FINRA Licenses Required - 6, 63, WA Life & Health Chase Mercer Island, WA

The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more

May 20 FINRA Compliance Officer Sicor Securities Dayton, OH

Sicor Securities, Inc. is searching for a Compliance Officer who will have the general responsibility of monitoring the daily activities of this broker-dealer firm and assist with... more

May 15 BA / PMO with Series 99 Certification(This is related to FINRA) Sunit Tech New York, NY

Hello Professional, Please find the below direct client requirement and let me know your thoughts. Share updated profile to Position: BA / PMO with Series 99 Certification(This is... more

May 13 Chase Private Client Banker - (FINRA Licenses Required Chase Washington

The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more

May 12 Chase Private Client Banker - Mercer Island, WA - (FINRA Licenses Required - 6, 63, WA Life & Health JPMorgan Chase Mercer Island, WA

Title: Chase Private Client Banker - Mercer Island, WA - (FINRA Licenses Required - 6, 63, WA Life & Health REQUIRED) Location: US-WA-Mercer Island-WM1151 Mercer Island / 42115... more

May 11 Chase Private Client Banker - Mercer Island, WA - (FINRA Licenses Required - 6, 63, WA Life & Health REQUIRED) Chase Mercer Island, WA

The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more

May 09 Chase Private Client Banker - Lake Forest Park - Seattle, WA (FINRA Licenses Required - 6, 63, WA Life & Health REQUIRED) Chase Seattle, WA

The Private Client Banker is responsible for managing full-service banking relationships while delivering a superior service experience to a portfolio of affluent clientele. As... more

May 08 Regulatory Coordinator, Member Regulation, Sales Practice Finra Boca Raton, FL

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in Boca Raton, FL . To be considered for this... more

May 08 Compliance Examiner, Member Regulation, Sales Practice Finra Boca Raton, FL

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for a Compliance Examiner opening in Boca Raton, FL . To be considered for this position,... more

May 08 Regulatory Coordinator, Member Regulation Finra Smithville, MO

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in our Kansas City, MO office. To be considered... more

May 03 Director, Web Services Finra Washington, DC

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Director of Web Services opening in Washington, DC . To be considered for this... more

May 02 Regulatory Coordinator - Member Regulation, Sales Practice Finra New York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual for our Regulatory Coordinator opening in New York, NY . To be considered for this... more

May 02 Financial Operations Examiner - Member Regulation, ROOR - New York, NY( Job Number: 002477) Finra New York, NY

Conducts on-site examinations and assesses Floor member and member organization's financial and operational condition and compliance with securities rules and regulations. more

Apr 30 Financial Operations Examiner - Member Regulation, ROOR Finra New York, NY

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Financial Operations Examiner opening in New York, NY . To be considered for this... more

Apr 29 Compliance Examiner - Member Regulation, Sales Practice Finra Woodbridge, NJ

We Work to Protect Investors. Join our Team. FINRA is seeking a well qualified individual for our Compliance Examiner opening in Woodbridge, NJ . To be considered for this... more

Apr 28 Investment Services Customer Service Rep (FINRA Series 7 & 63) - Consumer Banking - - San Antonio, JPMorgan Chase San Antonio, TX

Title: Investment Services Customer Service Rep (FINRA Series 7 & 63) - Consumer Banking - - San Antonio, TX Location: US-TX-San Antonio-WM2198 Stone Oak Bldg A / 42808 Job... more

Apr 19 Relationship Banker- Rolling Hills Estates - Rolling Hills, CA (FINRA Licenses Required - 6,63 Life JPMorgan Chase Rolling Hills Estates, CA

Title: Relationship Banker- Rolling Hills Estates - Rolling Hills, CA (FINRA Licenses Required - 6,63 Life & Health) Location: US-CA-Rolling Hills Estates-WM2748 Rolling Hills /... more

Apr 19 Chase Private Client Banker - Broadway E. - Seattle, WA - (FINRA Licenses Required - 6, 63, WA Life JPMorgan Chase Seattle, WA

Title: Chase Private Client Banker - Broadway E. - Seattle, WA - (FINRA Licenses Required - 6, 63, WA Life & Health REQUIRED) Location: US-WA-Seattle-WM1073 Broadway Seattle /... more

Apr 07 Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required JPMorgan Chase Chicago, IL

Title: Investment Customer Service Rep I - Broker Service Center - FINRA Series 7 Required - Chicago, IL Location: US-IL-Chicago-300 South Riverside / 10574 Job Number: 130023239... more

Apr 06 FINRA Legal Extern, Enforcement (UNPAID) Financial Industry Regulatory Authority Jericho, NY

Title: FINRA Legal Extern, Enforcement (UNPAID) - Jericho, NY Location: null Other Locations: null We Work to Protect Investors. Join our Team. FINRA is seeking well qualified... more

Mar 26 FINRA Extern - (unpaid) Ombudsman Financial Industry Regulatory Authority Rockville, MD

Title: FINRA Extern - (unpaid) Ombudsman - Rockville, MD Location: null Other Locations: null We Work to Protect Investors. Join our Team. The Financial Industry Regulatory... more

Mar 26 Advisor Services Relationship Manager - Series 6 FINRA License Volt Workforce Solutions Phoenix, AZ

Advisor Services Relationship Manager - Series 6 FINRA License Posted on:03/21/13 Job Number: 304083-9438-1-323274 ? Add to Cart ? Email to a Friend Location: Phoenix, AZ... more

Mar 18 Regulatory Analyst - Market Regulation, Trading Analysis Finra Rockville, MD

We are seeking a well-qualified individual for our Regulatory Analyst opening in Rockville, Md. Job Summary: The Regulatory Analyst conducts routine review and investigations of... more

Mar 02 FINRA Compliance Analyst Paychex New York, NY

Title: FINRA Compliance Analyst Location: New York-New York With headquarters in Rochester, NY, Paychex, Inc. has more than 100 offices and serves approximately 554,000 payroll... more

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