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Jan 27 Broker Dealer Principal MetLife Somerset, NJ

degree or equivalent business experience. FINRA Series 7 & 24 licenses required. FINRA Series 51 or Series 53 preferred, or must obtain within 90 days of hire date. 5+ years... more

Jan 27 Financial Specialist Team Manager-Greater PNC Atlanta, GA

* FINRA Series 7, 66 (or 63 & 65), 24 (or 9 & 10), and State Life/Health licenses are required. * Minimum of 3-5 years of demonstrated experience in the brokerage industry is... more

Jan 26 Personal Banker - Lincoln Ave/Willow Glen - San Jose, CA Bilingual Spanish and/or FINRA Series 6/63 licenses preferred JPMorgan Chase San Jose, CA

you may have the opportunity to obtain your FINRA Series 6, 63, and Life Insurance licenses. Plus, many successful Personal Bankers develop skills to move into roles such as... more

Jan 26 Financial Advisor Associate - Radio City JPMorgan Chase New York, NY

requirements and guidelines associated with FINRA, SEC, CISC and JPMorgan Chase. You will ... FINRA Series 7 and 63 licensing required in addition to meeting FINRA continuing education... more

Jan 26 Financial Advisor Associate - Columbus Avenue and 72nd Street JPMorgan Chase New York, NY

requirements and guidelines associated with FINRA, SEC, CISC and JPMorgan Chase. You will ... FINRA Series 7 and 63 licensing required in addition to meeting FINRA continuing education... more

Jan 26 Investment Advisor-IRC18048 Touchstone Energy Arlington, VA

individuals on financial planning issueso FINRA Series 6 or 7 licenseo FINRA Series 63 and 65 (or 66) licenseso Undergraduate degree, preferably in business, finance, accounting... more

Jan 25 Licensed Financial Sales Consultant - Fox Run PNC Naperville, IL

* FINRA Series 6 & 63 (or 7 and 66) licenses required * Life/Health Insurance required * Proven track record in sales production and a strong desire to succeed * Excellent... more

Jan 25 Licensed Financial Sales Consultant - Naperville Crossings PNC Naperville, IL

* FINRA Series 6 & 63 (or 7 and 66) licenses required * Life/Health Insurance required * Proven track record in sales production and a strong desire to succeed * Excellent... more

Jan 24 Licensed Financial Sales Consultant PNC Arlington, VA

* FINRA Series 6 & 63 (or 7 and 66) licenses required * Life/Health Insurance required * Proven track record in sales production and a strong desire to succeed * Excellent... more

Jan 24 MLI Wholesaler - Life / EJ MetLife Portland, OR

ing decisions at the point-of-sale Proven ability to think strategically and identify sales opportunities Life, Accident and Health and state life license(s) and FINRA Series 6... more

Jan 23 Enterprise Architect Finra Rockville, MD

to the FINRA Careers site, enter www.finra.org/careers into your browser to reach ... and Affirmative Action Employer 2012 FINRA. All rights reserved. FINRA is a... more

Jan 23 401(k) Sales Hunter- B2B Outside sales- Base + Uncapped Commission Wilsonhcg Parsippany, NJ

Required licensing: FINRA Series 6 and 63 Our client is a Global, fortune 500 organization ... looking for a HUNTER Required licensing: FINRA Series 6 and 63 Strong organization,... more

Jan 22 Agency Controls Coordinator MetLife Rochester, NY

policies and procedures and all relevant FINRA, SEC, and State rules, laws and ... sales material correspondence. - Maintain FINRA books and records for the agency. -... more

Jan 21 Investment Banking Intern Duff & Phelps Los Angeles, CA

long hours and on weekends * Eligibility for FINRA Series 79 & 63 certification In order to be considered for a position at Duff & Phelps, you must formally apply via... more

Jan 20 401k Sales Hunter - Major Accounts Job ADP Pittsburgh, PA

and close business. Required licensing: FINRA Series 6 and 63. - Strong organization, planning, and interpersonal skills. Ability to work in a team environment. - Possess strong... more

Jan 19 Financial Advisor Associate - Avenue U at Bedford JPMorgan Chase Brooklyn, NY

requirements and guidelines associated with FINRA, SEC, CISC and JPMorgan Chase. You will ... 63 licensing required in addition to meeting FINRA continuing education requirements and... more

Jan 19 Financial Advisor Associate - Park Slope JPMorgan Chase Brooklyn, NY

requirements and guidelines associated with FINRA, SEC, CISC and JPMorgan Chase. You will ... 63 licensing required in addition to meeting FINRA continuing education requirements and... more

Jan 19 Financial Advisor Associate - Arden Heights JPMorgan Chase Staten Island, NY

requirements and guidelines associated with FINRA, SEC, CISC and JPMorgan Chase. You will ... 63 licensing required in addition to meeting FINRA continuing education requirements and... more

Jan 19 Financial Advisor Associate - Forest Hills 108th JPMorgan Chase Forest Hills, NY

requirements and guidelines associated with FINRA, SEC, CISC and JPMorgan Chase. You will ... 63 licensing required in addition to meeting FINRA continuing education requirements and... more

Jan 19 Compliance Representative US Bank St Paul, MN

in regulatory compliance activities - FINRA series 7 licensing required Preferred ... - Strong presentation skills - Additional FINRA and state insurance licensing , (such... more

Jan 19 Business analyst with microfocus cobol Icrux New York, NY

Knowledge of CPI software is required FINRA KYC regulations, TAX, SWEEP, E-delivery, LDAP processing are a must Knowledge of SQL, MS Excel, PowerPoint is a must SQL data base is a... more

Jan 17 IT Auditor III/ IT Audit Project Lead Finra - Financial Industry Regulatory Authority Rockville, MD

to the FINRA Careers site, enter www.finra.org/careers into your browser to reach ... and Affirmative Action Employer *2011 FINRA. All rights reserved. FINRA is a... more

Jan 17 Regulatory and Registration Compliance Analyst Compliance Search Group New York, NY

FINRA rules regarding registration (e.g., FINRA registration form submissions, ... *Maintain contact sheets and other FINRA administrative information. *Evaluate,... more

Jan 17 REGIONAL SALES MANAGER PNC Charlotte, NC

certifications for this position include the FINRA Series 7, 66 or (63 & 65) and any of these combinations: FINRA Series (4,24,53) or (9,10) or (8). Candidates should already... more

Jan 17 Compliance Analyst, Broker Dealer and Registered Invest Compliance Search Group Montpelier, VT

Summary: The firm, a FINRA/SIPC member, is a broker-dealer and registered investment advis ... Compliance experience and knowledge of FINRA, SEC and individual state securities... more

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